To
appear in a Festscrift for Robert B. Kaplan on his 75th birthday, Spring
2004
English for academic purposes: Issues in undergraduate writing
Ann
M. Johns
San Diego State University
For
a very long time, there has been active interest in academic literacy
among applied linguists, rhetoricians, andnot incidentallycampus
administrators, for at least two reasons: because literacy is still seen
as central to success in secondary and post-secondary education; and because
academic literacy issues are complex, controversial, and daunting. I have
been in the literacy business, as a teacher, researcher, and administrator,
for almost as long as Bob (see Johns, 2002),1 and controversies surrounding
academic literacy have been raging throughout my professional life. The
debate has been especially heated among those of us who teach undergraduates
in North America, where most colleges and universities require students
to complete a number of "breadth," or general education, courses
before they begin to specialize. However, many of the same issues are
now being raised in European universities, as well (see Björk et
al., 2003), where students are often better prepared to immediately begin
their major studies.
In contexts in which academic writing is taught to undergraduates, there
are at least four questions that have arisen, and they are answerable
in a number of ways:
Question 1: In what theoretical and pedagogical frameworks should academic
writing classes be taught? In this regard, Bob and I have lived through
the heydays of the Structuralism (and Current-Traditional Approaches),
during which time Bob wrote his famous * Doodles article (Kaplan,
1966), as well as through Expressivism, and Cognitive Approaches (and
the Process Movement). Now, Social Constructionists challenge earlier
views.
Question 2: What should be the content of academic reading and
writing classes? Should our classes be devoted to literature, as English
departments often require? Should we attempt to concentrate upon topics
that interest students? Should we focus upon the disciplines of rhetoric/composition,
teaching ethos, pathos, logos, and other issues related to argumentation?
Should course content interact with general education or students
majors in some meaningful way, or should we teach stand-alone courses?
Question 3: What are we educating students for? For initiation
into the practices of the academy or into professional life? For resistance
and critique of the hegemonic practices of our institutions (Benesch,
2001)? For research into literacy values and practices (Johns, 1997)?
Or for their own motivation and enjoyment?
Question 4: What is the place of contrastive rhetoric in our scheme
of things? For example, can we use its current insights to understand
L2 student discourse organization? Text style and pragmatic features?
Errors?
It would be impossible for me to cite even a small portion of the publications
devoted to these questions and the arguments that stem from them; but
for many of us in the profession, mentored by Bob and others, the issues
that these questions raise have provided a lifetime of research, theory,
and heated debate at conferences.
After working with two generations of teachers and several generations
of students, I am convinced that all practitioners should acknowledge
openly, and justify to their students and institutions, their answers
to these questions, and I am trying to do just that. After considerable
ambivalence and trial and error (see Johns, 2002), some colleagues and
I are attempting to codify what seems to work for us, and for our students,
in a number of academic contexts. As a result, I am writing a freshman
textbook in an attempt to apply current theory and research, as well as
insights from years of pedagogical practice.
Some
history
However, before discussing the present, we need to review some history,
meanwhile noting that the more we delve into the nature of academic literacies,
the more complex the issues become. It would be a relief to return to
the good old days when we were reading Bobs Doodles
article as gospel, when we in North America were using one of the few
writing textbooks for ESL/EFL on the market, Robert Banders American
English rhetoric (1971). Then, we thought we knew the answers to teaching
EAP writing, and they were these:
Good writing is about structure. At the text level, students need
to learn the discourse patterns (or modes) of the target language.
If students can prepare an effective comparison/contrast, cause/effect,
exemplification (etc.) essay, then they can write. Thus, there is a generalized
writing ability, realized through the discourse patterns.
At the sentence level, structure (grammar) is also the key. Being
a good writer means self-correction and production of almost perfect papers.
Students learn how to correct by drilling grammar patterns and completing
fill-in-the-blank exercises.
Those were the days! And, because teaching in a classroom based upon this
structural, drill-based approach is relatively easy, many unschooled writing
teachers still follow this model. At our local CATESOL Conferences, for
example, presentations on teaching writing using the structural templates
(the comparison/contrast essay, the cause/effect essay) are common.
But during the 60s and 70s, learner-centered approaches, driven by the
political ideologies of the time (and, of course, by Chomskian linguistics)
encouraged teachers to turn away from the structuralist paradigm. First,
there were the Expressivists, those folks in the tie-dyed shirts who told
us that nothing should interfere with our students creativity or
with their conversations with the muse. We were to encourage students
to journal, writing fluently without direct correction or
focus on form. Not surprisingly, this was the period during which many
writing teachers argued that they didnt need to teach grammar explicitly.
Presumably, ESL/EFL students could learn about structure at the sentence
and paragraph levels through osmosis.
Another, more sophisticated, learner-centered approach soon followed.
In fact, it was, and continues to be, much more than an approach. It is
a movement, devoted to assisting learners to understand, and reflect upon,
their own writing (and reading) processes. In this approach, it is the
mind that is central to the development of language. Writing researchers,
through oral protocols, studied how students minds worked as they
attempted to complete their written texts. Because this movement was,
and is, so powerful, many teachers felt (and feel) free to pay little
heed to the worlds in which texts are produced and the audiences who will
read them. What really matters are students metacognitive development
and their text processing. In classes, students select their own motivating
topics and write essays, using the writing process. Text structure
and other product elements become non-issues in instruction, since these
are to arise from the students own revisions (see Zamel, 1983).
This was heady stuff! It led to an explosion of research and to professionalism
in the teaching of writing that benefited us all. It also introduced us
to invention, drafting and revising texts from the top down, and student
reflection, all excellent ideas that should continue to be central to
our work. However, for several reasons, teachers who carefully assessed
the needs of ESL/EFL and bilingual students in their classrooms became
dissatisfied. Why? The first reason is that in many textbooks and curricular
materials the writing process rapidly became formalized. Every
time the students wrote, they brainstormed the topic. Identifying vocabulary;
they drafted and peer reviewed, then they edited. Many of my American-educated
college students can recite the formula for The Writing Process, as if
there were only one instead of many. Some students had difficulty drafting
texts in this way. Often, they were fully as frustrated as those who were
told to write comparison-contrast essays using templates during the Current-traditional
(Structuralist) period. In addition, our ESL/EFL students, many of whom
would never again write the English class essay, needed to try other types
of textsfrom a number of genres and for a variety of audiences.
Leki & Carson (1997), who investigated the disparities between second/foreign
language writing classes and academic assignments, found support for this
latter group of students views. How can students be certain that
their writing will evolve into a satisfactory form and style for audiences
when the language and sanctioned genres of these audiences are foreign
to them? Australias Jim Martin (1985: 61) has argued that pure process
approaches are de-motivating and frustrating for our diverse students,
for they promote a situation in which only the brightest, middle-class
monolingual students will benefit.
The three approaches discussed so far, Current-Traditional (Structuralist),
Expressivist, and Process, continue to thrive in many classrooms throughout
the world because our textbooks, our hurried lives, and our insecurities
promote them. Of course, there have been modifications over time, since
publishers are interested in selling textbooks. Now, for example, the
Current-traditional, template-driven textbooks mention the writing process,
and writing process books make concessions to text structure and audience.
Nonetheless, much actually remains the same. This adherence to past practices
is raised periodically at conferences. At the 2001 TESOL Conference, Ken
Hyland pointed out that the Journal of Second Language Writing seldom
dealt with post-process issues. One of the editors, Ilona Leki, said,
We have to publish what we get.2 Serving on a writing panel
at the 2003 TESOL Conference, I suggested that the English class essay
written in different discourse modes (comparison/contrast, etc.) is not
the only type of writing that should be assigned in our classrooms. Some
members of the audience said, Oh, really? What are the alternatives?
What are the alternatives, indeed.
Current discussion and researchand pedagogical implications
Now let us turn to what the alternatives might be. In this section, I
will discuss some of the current, complicating factors introduced by theory
and research: analyzing texts as socially-constructed through study of
discourse moves, stance and voice; the related issues stemming from writing
in context, and multiliteracies. I have chosen these three, broad categories,
because the recent work has been so richand because we need to consider
each of these topics while developing our modern pedagogies.
Text Analysis and Social Construction
Influenced by Systemic Functional Linguistics, pragmatics, stylistics,
and corpus linguistics, many current researchers are treating texts as
socially-constructed, living documents with which writers, readers, discourse
communities, and other texts interact. Though there is much to discuss
in terms of current approaches to text analysis, I will touch upon three
areas that are particularly valuable for academic writing teachers: moves
analysis, authors stance, and voice--all of which relate to the
context in which a text is produced.
Moves analysis
One of the several lasting contributions made by John Swales to the teaching
of writing (and reading) has been his moves analysis, an approach to analyzing
the functions of various sections of text. Based on a view that paragraphs
or larger chunks of texts serve writers purposes within a genre,
this approach has been remarkably useful, especially for writers in sophisticated
genres, such as scientific research articles. After studying a number
of research articles in the sciences, Swales (1990) proposed this analysis
of their introductions:
Move 1: In the first few sentences of the introduction, the writer
establishes the research field by introducing the topic and
discussing its importance.
Move 2: In the second group of sentences, often a new paragraph,
the writer summarizes some of the most relevant previous research, perhaps
to demonstrate that the project discussed in the research article reflects
an on-going discussion in the discipline.
Move 3: In the next move, the writer often presents the gap
in the previous research, that area that has not been studied but is the
subject of the article being introduced.
Move 4: Finally, the writer presents the topic of the research
to be reported, often in the form of a purpose statement and/or one or
several research questions.
Of course, there are a number of variations in these moves depending upon
the discipline, the writer, the context, and the audience; for, like all
elements of expository texts, moves are affected by the context and thus
are socially-constructed. Despite contextual variation, these four functional
moves are so common that they are being taught to researchers throughout
the world.
Moves analysis research and teaching has been extended to other sections
of research articles (the results and conclusion) and to expository genres
of all types. For example, there is an instructor on my campus who uses
functional charting of paragraphs to assist students in understanding
authors methods for developing an argument3 with a particular audience.
This functional charting approach helps the readers to identify the relationships
between a texts structure, the community, and the writers
purposes. Thus, the social construction of the text, the interrelationship
between readers, writers, and context, becomes more transparent to our
students in these moves analyses.
Authors stance and social construction
Bruffee (1986) tells us that
social construction assumes that the matrix of thought is not the
individual
but comes from some community of knowledgeable peers and the vernacular
knowledge of that community. That is, social construction understands
knowledge and the authority of knowledge as community generated, community
maintained,
symbolic artifacts. (777)
What is the place of the text writer, then? Are writers merely shoved
around by physical reality? (Rorty, 1982, quoted in Brufee, 1986:
776). Not at all. Skilled writers select language that evaluates their
topic and the work of others and thus reveals the writers stance.
Of course, conventions of a discipline may require that this evaluation
be couched in certain phrases, particularly if the author is speaking
to her/his peers or reviewers. Hedging of conclusions is common in scientific
research articles, for example (see Hyland, 1994, 1998). Considerable
recent research has been devoted to authors stance, i.e., the language
writers use to indicate their views about topics and others texts.
What are some of the acceptable stance options for writers, given the
social construction of genres? How do writers use their knowledge of genre
and community to project a stance, an evaluation of a topic, issue or
anothers work? Thompson & Hunston (2000: 6ff) classify stance
into three categories, according to writers purpose:
1. To express the
writers opinion (of something mentioned)
and in doing so to reflect the value system of the person and his/her
community. Though there are a variety of approaches to expressing
an opinion within a community, Thompson and Hunston have identified some
linguistic terms whose primary function is evaluation. Here are some examples
from an academic corpus:
Adjectives: obvious, important, untrue, remarkable
Adverbs: unfortunately, plainly, interestingly, possibly
Nouns: success, failure, triumph, likelihood
Verbs used to quote another person: comment, note, argue, posit
2. To construct and maintain relations between the writer and reader.
Under this heading, Thompson and Hunston discuss three possibilities:
manipulation (when opinions are presented as given in the discourse),
hedging (expressing the authors certainty/uncertainty, to
modify knowledge claims, for example) , and
politeness (see, e.g., Brown and Levinson, 1987).
3. To organize the discourse. Metatextual features are often included
to lead the reader through the text (e.g., first, second, third
and
Now I will discuss.) Thompson & Hunston note that evaluation
is often integrated into these discourse signals. For example, the author
might say, This is the first part and this is why it is so interesting
(10).
Thus, though writers may be constrained by their roles vis-à-vis
text and audience, genre, and context, they still have considerable latitude
(see, for example, the corpus studies in the Thompson and Hunston volume,
e.g., Channell, 2000 and Conrad and Biber, 2000). Particularly interesting
for academic writing is the language of a writers attribution
(Hunston & Thompson: 178), i.e., when a statement is attributed to
someone other than the writer, since so much of academic argumentation
is supported by citation. The verbs are particularly useful in attribution.
Here are some examples I might use: "Kaplan comments, remarks, notes,
argues, insists that
"--what a difference those choices make!
Or how about the difference between Kaplan has shown and Kaplan makes
the claim that
Which does the writer evaluate as true?
It can be seen from this discussion of stance that despite the acknowledged
constraints of context and genre within social constructionism, writers
can make their stances, their evaluations, very clear to the readers of
their texts. Certainly, helping students to become aware of the evaluative
language in stance assists them in understanding what an author is attempting
to achieve.
Voice
and social construction
Unfortunately,4 voice has often been identified as personal
and individual, a province of the Expressivists and their muses. Many
North American English teachers admire and reward students with a personal
voice, those who can express their emotions and who project
themselves as unique individuals within texts. However, for a number of
reasons, including the fact that some of our ESL/EFL students to not subscribe
to the ideology of individualism, both accepting and using personal voice
in texts is difficult for them. (see Matsuda, 2001). After discussing
a number of approaches to voice in a special Journal of Second
Language Writing issue, Atkinson (2001) has this to say about the topic,
particularly as it relates to the second/foreign language student:
As far as I am concerned, voice
is if anything at least co-owned.
Like language
coming to voice
involves not such much learning to express
ones own ideas
for ones own purposes, as learning how to be a person-in-society,
basically
the only way people can be. It therefore involves a constant negotiation
and
tension between what one may want to do or say and a social
system or
technology that allows, or as often as not does not allow, one to say
it. (p. 121)
Therefore, we need to ask how a writers voice in a text is constrained,
or should be, by society, by the context in which a text is
being written, and especially, the writers role in this context.
Famous writers from any profession or academic discipline may be relatively
free from the constraints of disciplinary/community voice (see e.g., Stephen
J. Goulds, The flamingos smile, 1985, or much of his later
work.) However, novice writers need to follow the community rules initially,
as many of us discovered as we attempted to publish our first professional
papers.
What can be said about voice in a social constructivist approach, then?
Ivanic & Camps (2001) put it this way:
All writing contains voice
which locates their users
culturally and historically. Writers may, through the linguistic and other
resources they choose to draw on in their writing, ventriloquate an environmentally
aware voice, a progressive-educator voice, a sexist voice, a positivist
voice, a self-assured voice, a progressive-educator voice, a committed-to-plain
English voice, or a combination of an infinite number of such voices (3).
So voice, which cannot be successfully separated from stance,
----or from the writers role, the genre, and the context---is integral
to any academic writers text. If students are to become initiates
into academic and professional communities, they need to consider what
voices the individuals in that community take on and to work within these
voices. In a charming piece in which he lays out his view of academic
writing, Peter Elbow (1991) tells readers that academic texts should
maintain a rubber-gloved quality of voice
They should
show a kind of reluctance to touch ones meanings with ones
naked fingers. (p. 145) Although not all academic texts have a
rubber-gloved quality, this suggestion of distance, of apparent
objectivity and critical analysis, gives teachers and students a metaphor
for beginning to study voice in academic texts. This comment releases
them to discover a voice that portrays, first of all, the person-in-society
about whom Atkinson speaks.
Writing in Context
Moves, stance, and voice are concepts that are difficult to understand
or explain (especially to students), but real problems arise when we attempt
to discuss context in print or in our classes. Effective texts
are written for specific contexts, for specific situations in which the
writer is attempting to get something done. This is what has been argued
in social construction and English for Academic Purposes (EAP) for a number
of years
But what is context? What are the central elements of the situation to
which academic writers must pay attention? One researcher who has attempted
to dissect the elements of the academic situation is Samraj (2001), who
completed extensive ethnographic and analytic studies of two graduate
majors in an attempt to discover contextual influences on students
texts. What she found is a multi-layered set of interlocking influences,
which she portrayed in this visual:
Through the visual, Samraj shows that there are various interacting influences
upon the students text, e. g., the institutional examinations and
requirements, the disciplinary genres, the proclivities of the faculty
member teaching the course, the task itself, and the students own
interests and stance. We might also want to add: the influences of the
state, the texts the student has been reading, what the students
roommate told him about the course
and the list goes on. Despite
the sophistication and depth of the Samraj model, it still might be a
bit too static to portray real tasks in real contexts. Prior (1998), in
his study of the life of an assignment in a graduate class, has found
that assigned tasks evolve as the instructor changes her mind, the students
ask for clarification or begin to negotiate the task, time gets short
and paper length is modified
and this list goes on, too. Thus, the
influences on any written text are both synchronic (occurring at a particular
moment, such as when the instructor introduces the task) and diachronic
(changing over time). at least until the paper is turned in and graded.
Multiliteracies
Writing teachers tend to rely on words. We like them, and we assume that
our students do.4 However, the demands of academic literacy, particularly
outside the humanities, are becoming increasingly multi-modal. Writers
responsibilities often include producing visual representations of their
arguments and other non-linear text such as charts and graphs. Thus, we
now turn to the issue of multi-literacies.
Multiliteracies. In response to the technological revolution that has
occurred in the past thirty years or so, the New London Group (Kress,
Fairclough, Cope, Kalantzis, and Cazden, among others) met in 1994 to
ask this question: What constitutes appropriate literacy teaching
in the context of ever more critical factors of local diversity and global
connectedness? (Cope & Kalantzis, 2000: 3). In their thought-provoking
volume, this group lays out the argument that as teachers, we should recognize
that the human mind is embodied, situated, and social (30)
and that an understanding of language should be action-oriented
and generative, emphasizing the productive and innovative
potential of language as meaning-making. The authors note that many
of our students are, or will be, reading or writing in what they call
multimodal texts that integrate language with one or more
of the following: audio design (music, sound effects, etc.), spatial design
(geographic and architectonic renderings), gestural design (proxemics,
kinesthetics) and visual design (colors, perspective, foregrounding and
backgrounding). The group makes three major points about the implications
for teachers, the first two of which should not be new to the readers
of this chapter:
1. The first, and perhaps most important, is that we seriously view literacy
as socially constructed, as taking place within social contexts. This
implies that the role of writer, audience (and discourse communitiessee
Swales, 1990) and the situation are central to the writers invention
and process as well as to the text produced.
2. It also means that writers are constrained in any public literacy act
not only by their own purposes but by the context in which they are attempting
to accomplish their ends.
3. And it means that student literacies should consist of working with
several designs, only one of which is language.
Before I turn to the pedagogies suggested by the New London Group, it
is important to mention the visual modality, long ignored in many of our
North American writing classes, most which are often taught by humanities-trained
faculty with little interest in the visual in text. Visual images include
for our academic students any non-linear text: charts, graphs, or other
non-linguistic representations of language found in books, in lectures,
or on the WEB. Kress & van Leeuwen (1996), among many others, have
noted that the importance of visual images to literacies, particularly
in sciences and technologyand in the professional worldis
major. I have found that business and economics professors believe that
one of the most basic language practices that students can learn is first
to create, and then to discuss, visual information central to their disciplines
(Johns, 1998). In everyday life the semiotic landscape is becoming
more and more populated with complex social and cultural discourse practices,
and language is becoming decentered in terms of meaning making
(Iedema, 2003: 33). As our students read textbooks, complete research
on line, attend concerts, and read magazines and newspapers, they must
be increasingly aware, and critical of, the visual texts in their lives.
Pedagogy
What pedagogies do the New London Group suggest? They draw from a number
of important theorists to propose a pedagogical approach for the new multiliterate
era, an approach that draws from, and extends upon, much of what we know.
Arguing that all possible designs should be recognized by teachers, they
suggest discussion, critique, and practice. Here are their recommendations
for classrooms, followed by my specific comments in parentheses about
how these points relate to the teaching of academic writing. Students
should have
Practice, in which students play multiple and different roles.
(Kalantzis & Cope, 2000, p. 234.) [Thus, in academic writing, students
take the role of student, expert, peer, critic
These roles can be
taken in writing groups as they peer critique each others texts,
but they can also be diversified as students become experts and report
on a researched topic or critics as they review a book or article. Students
need to understand when these roles can, and should, be taken and what
taking a role implies in terms of stance, voice, genre, and other issues.]
Overt instruction during which students develop a conscious
awareness and control over what is being learned (Kalantzis &
Cope, 2000, p. 243), through working collaboratively with an expert, and
building upon what the learner knows. [This, of course, is a Vygotskian
principle, implying scaffolded writing instruction. In The Process
Approach, teachers generally scaffold by taking students through
the writing process. In a more socially-oriented view, scaffolding
begins with the rhetorical situation which includes the genre, community
and context, and specific audience. The process then relies heavily upon
the genre identified as appropriate to the situation (see, e.g., Bawarshi,
2003).]
Critical framing, during which time students stand back from
what they are studying and view it critically in relation to its social
context (Kalantzis & Cope, 2000, p. 246.) [Reflection is not
new, of course. It is an integral part of portfolio development and assessment
in many writing classes, and often central to the Process Approach.
What changes here is what is reflected upon. Students can respond in their
reflections to questions such as these: Who is in power through
this text? Who is being dominated? How can we
read this text to answer the first two questions? How can
you, the writer, begin to take power over the text and the situation?
Transformed practice, in which students try out what theyve
learned in different contexts. If one of our pedagogical goals is a degree
of mastery in practice, then immersion in a community of learners engaged
in authentic versions of such practice is necessary (31).
How can we assist students to understand the social and ideological nature
of discourses, particularly within a democratic and participatory
society? For the past fifteen years, I have been teaching a group
of first-year postsecondary bilingual and ESL students (from immigrant
families) in a learning communities program, Freshman Success, designed
by the university to increase student retention. Freshman Success students
are enrolled in my writing class, a "breadth" requirement or
major class (e.g., anthropology, biology), a university orientation class
and a study group. One important element of our classes is community-based
service learning, a component that brings my students in direct contact
with diverse secondary school studentsand brings these students
to us on our university campus. There are many benefits to this program
(see Johns, 2001a); however, the most relevant here are two: my students
mentoring and advising of the secondary students, and my students
research paper. In their mentoring work, the university students help
to convince first generation, diverse secondary students to consider the
possibility of attending university, to view college entrance as an accessible
goal. While mentoring, my students begin to work on their research paper,
whose sources are interviews with the secondary students. Anthropology
is particularly well-suited for our learning community. Using the concepts
(adaptation, assimilation
) of this course and a relatively standard
genre in the social sciences (the IMRD research paper),5 modified for
this class, the students have drafted and redrafted their research papers,
graded, when completed, by both myself and the anthropology instructor.
Authentic practice was in play: their interviews, their integration of
sources into the final text within the context of anthropology,
and of the secondary schoolmade practice real and, of course, remarkably
motivating for all concerned.
Applications
What can we do with what has been presented here? How can classroom practitioners
make use of the current research and theory that complicates our pedagogical
lives? In response, I will repeat the questions that appear in the introduction
of this paper and supply some answers:
In what theoretical and pedagogical frameworks should academic
writing classes be taught? Though it is becoming increasingly clear that
the concept of genre and the social construction of texts6 should be central
to our teaching, we cannot ignore the two approaches that have played
important historical roles in our field: Structuralism/Current-traditional
Approach and Process Approaches. Both of these approaches still have something
to offer. Below, I make some comments about how these approaches can be
adapted to current pedagogies:
o Structuralism/ Current-Traditional approaches focused on the importance
of text structures (comparison-contrast, cause-effect, etc.), called discourse
modes in rhetoric. As time went on, it became very difficult to
find an authentic text that employed one of these text structures exclusively.
(They only occur in writing classes, apparently.) Therefore, it has been
suggested that discourse modes, which appear across genres, be considered
as writer strategies, methods by which the writer achieves his/her purposes
in the text (see, e.g., Bhatia, 2001). A well-crafted academic textbook
that embodies this view is Kiniry & Rose (1993), Critical Strategies
for Academic Thinking & Writing. These writers argue that the strategy
(e.g., cause/effect) chosen at any point in text may vary, depending upon
writers intent, evidence, and other social factors, including the
writers academic discipline.
o The Process Movement has been invaluable to us as practitioners and
researchers, revolutionizing classrooms across the world. What should
social construction adapt from the contributions of this approach? Invention,
drafting, revising, editing, peer reviewing, and reflectingall process
elements--should remain in our pedagogies. The difference, of course,
is that the processes will now be framed and initiated by writers
purpose and the community-sanctioned genre based upon an identified rhetorical
situation. Students will be encouraged to develop an awareness and critique
of audience and community, genre, visual elements, and contextual factors
from the very beginning and to revise as that awareness becomes keener
(see Bawarshi, 2003). Thus, student writing processes and their reflections
upon their writing will mirror the elements of the situation in which
they are producing their texts. One of the most articulate proponents
of the genre/process intersection is Rick Coe. whose An apology
for form; or who took the form out of process?(1987) and other contributions
(e.g., 1994, 2001) make a great deal of sense.
What do we do, then, if text structures are to become strategies and writers
processes are subsumed and situated within actual rhetorical situations?
We begin a writing task with rhetorical analyses: of the situation, of
the writers purposes, or of texts from a genre.7 Students need to
understand from the very beginning that though a genre is repeated
social action (Miller, 1984, p. 151) and the organizing principle
of the classroom, no genre is static. Genres evolve and are adapted by
writers as situations change. Elements of a genre may be repeated (e.g.,
the moves in research article introductions), but since there are few,
if any, identical rhetorical situations, writers must always be open to
revising their notions of a genre in order to produce appropriate texts.
Berkenkotter & Huckin (1995) speak of the tension within a particular
rhetorical situation between the centripetal forces that contribute to
the prototypical elements of a genre and the centrifugal forces that require
writers to revise their genre knowledge, and texts, for a specific rhetorical
situation. Heres an example: My students have been given the task
of writing a memo in which they explain a genre they are studying. The
centripetal forces are represented in memo format; however, the audience
and content, the centrifugal forces, will vary considerably from any memo
they have written in the past.
What about academic writing? Here are some of the questions that we can
ask students as they study texts from genres (e.g., research articles,
timed essay examination prompts, reviews) and begin the task of writing
in the genre:
1. What does the assignment (or task) look like?
2. What do the writers know about the task from reading the assignment?
3. What do they have to find out?
One year, I taught a Freshman Success class that was linked with an introductory
geography class. This is the prompt that the geography instructor gave
to the students for a take-home examination:
Illegal international migration between Mexico and the United States has
commanded a great deal of attention from policy makers in both countries.
A sound policy needs to be grounded in an understanding of the magnitude
of the flows as well as the forces that generate this form of migration.
In your memo, you are to assume the role of a policy analyst who is responsible
for providing this information and a discussion of the impacts of this
migration on both countries. Additionally you are to suggest a plan for
stemming the migration flow between the countries. Use your textbook,
WEB and library sources for your discussion (APA style).
Together, the students and I developed a chart for what the writer knows,
and doesnt know, from reading the prompt. This chart was used for
invention, but it continued to be central to the discussion about the
prompt as the student writers drafted their response.
Invention Chart
Known Not known
a. Writers role: policy analyst
b. Audience: government officials
c. Genre: Memo
d. Sources: textbook, WEB, library
e. Referencing style: APA
f. Content: Information on impact, a plan
g. Length X Ask instructor. (Be careful! Instructors dont like these
questions!)
h. Course concepts to be integrated X Examine textbook and lecture for
central concepts
i. Appropriate language for the role X Analyze good student texts or professional
work with the same purposes.
j. Use of charts or illustrations X Analysis of good student or professional
texts.
The students worked in groups to complete as many of the known
slots as they could. Then, they planned their strategies for prompt research
in order to discover the unknowns. These charts and discussions become
central to the invention and revision steps of students writing
processes, to decisions about what this text should look like (macro-structure),
what it should sound like (language), how the discourse should be framed,
and other factors. What kind of research did the students do? They began
to understand this assignment by analyzing examples of good student papers
written in response to a related prompt for the same class They also interviewed
the faculty member making the assignment to complete their unknown
slots.
I could go on with pedagogy, but then I would never complete my writing
book based upon this approachand the deadline nears. Instead, Let
us move on to the other questions raised at the beginning of the chapter:
What should be the content of academic reading and writing classes?
As can be seen from the above, a writing course should be devoted to developing
students research skills, encouraging them to view purposeful writing
(and reading) as situated and genre-driven (see Johns, 1997, Chapter 6).
If writers are to achieve their purposes, whether to be given a high score
on a paper, argue a point, or to please their employer, students must
investigate a number of situational and textual factors. It goes without
saying, then, that the tasks the students research in our writing classrooms
must be varied and as authentic as possible. Students need to be exposed
to, and write in, a variety of genres for a variety of situations. The
English class essay following some rigid textual scheme is no longer appropriate.
What are we educating students for? Here, we can return to the
goals of the New London group. If students are educated to be critical
and observant citizens in democratic societies, then we can assist them
in researching how writing can be effective in different situations, and
how they can make their textual voices heard, and respected, within academic
and political communities. This approach encourages them to be more critical
and analytical readers, as well. By necessity, we are educating students
to be multiliterate in their text processing and production.
What is the place of contrastive rhetoric (CR) in the scheme of things?
Effective texts demonstrate a writers purposes and an understanding
of a rhetorical situation and the language and genre that are appropriate
to them. In CR, there is a growing body of research juxtaposing the work
of L1 English speakers with that of L2 English speakers, based upon some
of the text features discussed above. The research indicates important
differences among writers. For example, Maier (1992) studied politeness
strategies of a variety of L2 learners as they wrote business letters
for a particularly difficult situation (a missed job interview). She found
that "Although non-native speakers were aware of various types of
politeness strategies, their language used tended to be less formal and
more direct than [that of native speakers]" (189).
Mauranen
(1993) examined the metatext (text about text) in the English writing
of Finnish and Anglo-American students and found that the English native-speaking
students used significantly more metatext in their writing than did the
Finns. She hypothesized that the reasons for these differences were based
on different notions of politeness: "The poetic, implicit
Finish rhetoric could be construed as being polite by its treatment of
readers as intelligent beings, to whom nothing much needs to be explained.
Saying too obvious things is, as we know, patronizing" (17).She found
the Anglo-Americans to be much more explicit. Why? In order to avoid presenting
themselves as superior to their readers, or leaving the reader to
struggle with following the writers thoughts (17).
You can see from these two examples (out of many) that issues of voice
and stance are very much a part of the research in contrastive rhetoric.
As teachers, we need to be sensitive to the possibilities for different
linguistic and social perceptions among speakers of different languages.
Conclusion
I am well aware that teachers of academic writing throughout the world,
those people who do some of the most important work on our campuses, are
unappreciated and undervalued (See Johns, 1997, Ch. 5, and Blythman et
al., 2003). I am also quite aware that the large majority of our writing
teachers are tutors, teaching associates or lecturers, individuals without
prestige and often with little experience. However, if the teaching of
academic writing is to gain status within our institutions, then we must
keep current and aware of the shifting nature of text analysis and of
the demands of multiliteracies.
Practitioners
are beginning to get some concrete help in the post-process era (see Paltridge,
2001; Hyland, 2002; Johns, 2001b; and, Swales & Feak, 1994), but it
is a hard sell, particularly to publishers who know that many teachers
have little time to read about the relationship between theory and practice.
As I noted at the beginning of this chapter, it is so much easier to teach
those text structures (the discourse modes) or to keep working
through conventionally understood writing processes than to take on social
construction. Perhaps Casanave (2002) has the right idea: We should encourage
students to think of each writing task (and the research into rhetorical
situations) as a game: there are rules, but they vary, depending upon
the team, the situation on the field, and other factors.
Coda
This volume is a compilation of chapters written to celebrate Bob Kaplans
75th birthday. The profession needs to thank him, of course, for his many
contributions to ESL and applied linguistics, for his continuing interest
in, and applications for, contrastive rhetoric and discourse analysis.
However, for his students, there must be special thanks. Many, many of
us are grateful for his patience with our dissertations (disguised by
gruffness), and his fabulous letters of recommendation when we sought
jobs. At a TESOL Conference held after Bob retired, he asked at his session,
Who are all of you people here at 5:30? And we answered, Your
students. Thanks and Happy Birthday, Bob.
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Notes
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